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For your reference, we have included the original job posting below.
Compliance Manager - Broker Dealer
Job Number:
44162387
Company Name:
Confidential Company
Job Location:
New York, NY Us
Job Category:
Accounting & Finance
Salary:
$100K - $120K
Compliance Manager - Broker Dealer
Michael Page International represents the following client.
About the company : Leading Global Investment Bank Job description : Global Investment Bank is looking for a compliance manager for the New York office. The compliance officer should have 5-7 years of experience as a compliance officer with strong broker dealer knowledge. Who we are looking for : The Compliance Manager will be responsible for covering the U.S. Broker-Dealer business and providing support to the Chief Compliance Officer. The role will cover; maintaining the compliance framework, compliance reporting, coordinating compliance projects, respond to compliance inquiries, assist with all regulatory inquiries/requests/exams/responses. The compliance officer should have regulatory compliance experience in the securities industry, rule & regulation knowledge any experience as a regulator is a compliance officer should be capable of working independently in a team environment. Series 7&24 are a plus not required. What's on offer : Excellent Package on offer
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